Over-fishing and eutrophication (too much nutrients) are among the most severe threats to the ecosystems of the Baltic Sea and the ecosystem services they provide. Despite the well-known fact that effective and sustainable management requires cooperation – among as well as within states – appropriate frameworks that work have not yet been constructed and successfully applied. This report summarises findings from a research project on cooperation for sustainable marine governance of the Baltic Sea carried out between 2013 and 2018. Three aspects of central relevance for the understanding of regional cooperation in environmental governance are distinguished: interests, knowledge and management. It is shown that it is not enough to design cooperative arrangements that make the group of users, stakeholders or states better off than without such an arrangement. It is furthermore required that all actors have individual interests to participate, and that free-riding on others’ contributions can be controlled. When this is not the case, effective abatement of eutrophication is not likely to be forthcoming, even though aggregated benefits from such measures are larger than expected costs.

Knowledge often play important roles in marine environmental governance, not least in relation to so-called epistemic communities, that is, groups of experts that share a common understanding of the environmental problem at hand, and how to address it. It is shown that the coherence of the epistemic group can be a crucial factor influencing its impact. In both abatement of eutrophication and management of fish stocks, these expert groups have been somewhat divided, which has limited their impact.

Modes of management can influence cooperation and outcomes in ways that can be difficult to predict. Although environmental taxes and subsidies are powerful policy instruments in contemporary governance, they must be carefully crafted to fit into exiting norms and contexts to be effective. It is shown that monetary incentives targeting farmers’ use of fertilisers tend not to be effective when they are at odds with deeply held norms on what constitute a “good farmer”. 

How science and policy interact has been a major research focus in the International Relations (IR) tradition, using the epistemic community (EC) concept, as well as in the alternative perspective of Science and Technology Studies (STS). Should science be autonomous and as apolitical as possible in order to ‘speak truth to power’, as suggested by EC or should the inevitable entanglement of science and politics be accepted and embraced so as to make advice more conducive to negotiating the explicit travails of political decision-making as suggested by STS? With this point of departure, we compare similarities and differences between science–policy interactions in the issue areas of eutrophication and fisheries management of the Baltic Sea. To examine how knowledge is mobilised, the concepts of ‘uncertainty’ and ‘coherence’ are developed, drawing on both EC and STS thinking. We then reflect on the explanatory value of these approaches in both cases and discuss how a separation of science and policy-making in the pursuit of achieving scientific consensus leads to ineffectual policies. Drawing on STS thinking, we urge for a re-conceptualisation of coherence in order to accommodate a more reflexive practice of science–policy interactions.

While scholars have showed a long-standing interest for how to design effective environmental treaties and other international agreements, less interest has been paid to implementation phases of these agreements. This article takes the Eutrophication Segment in the Baltic Sea Action Plan as an example of a regional effort to reduce nutrient leakages, where national reporting of adopted strategies has been a key mechanism to improve implementation effectiveness. It is shown that although transnational collective action theory is a powerful tool to analyse underlying drivers and priorities in state implementation policies, a deeper analysis of domestic and external constraints can shed additional light on observed implementation gaps. Varying views among countries on, for example, the role of stakeholder participation, legitimacy and top-down governing versus multi-stakeholder governance approaches may comprise domestic constraints that make effective and efficient implementation problematic. In terms of external constraints, states’ balancing of action plan objectives versus other international commitments, such as other environmental treaties and EU Directives, is shown to potentially reduce implementation efficiency as well.

There are ever-growing demands on farmers to consider the wider environmental implications of production, not least in the Baltic Sea Region where concerns about agricultural-related eutrophication are significant. In Sweden, farmers are being nudged through voluntary agri-environmental measures, enticed by the market and compelled to make the transition from a productivist agriculture to a multifunctional one. Drawing on the ‘good farmer’ concept, inspired by Bourdieu, this paper studies Swedish conventional and agri-environmental farmers’ views and reflections on the changing relationship between farming practices and the environment. The paper finds that despite 25 years of agri-environmental policy in Sweden, some conventional farmers are still mired in a narrow productivist mindset. That said, the study concludes that we should be wary of conceiving the ‘good farmer’ too strictly in productivist terms, given that the ‘rules of the agricultural game’ in Sweden are leading to a more divergent farmer habitus. Farmers are looking for opportunities within the multifunctional agricultural field, which increasingly demands and expects all farmers to embed social and environmental goals into production considerations.

This edited volume presents a comprehensive and coherent interdisciplinary analysis of challenges and possibilities for sustainable governance of the Baltic Sea ecosystem by combining knowledge and approaches from natural and social sciences. Focusing on the Ecosystem Approach to Management (EAM) and associated multi-level, multi-sector and multi-actor challenges, the book provides up-to-date descriptions and analyses of environmental governance structures and processes at the macro-regional Baltic Sea level. Organised in two parts, Part 1 presents in-depth case studies of environmental governance practices and challenges linked to five key environmental problems - eutrophication, chemical pollution, overfishing, oil discharges and invasive species. Part 2 analyses and compares governance challenges and opportunities across the five case studies, focusing on governance structures and EAM implementation, knowledge integration and science support, as well as stakeholder communication and participation. Based on these cross-case comparisons, this book also draws a set of general conclusions on possible ways of improving the governance of the Baltic Sea by promoting what are identified as vital functions of environmental governance: coordination, integration, interdisciplinarity, precaution, deliberation, communication and adaptability.

The Baltic Sea ecosystem is subject to a wide array of societal pressures and associated environmental risks (e.g. eutrophication, oil discharges, chemical pollution, overfishing and invasive alien species). Despite several years of substantial efforts by state and non-state actors, it is still highly unlikely that the regionally agreed environmental objectives of reaching “good environmental status” by 2021 in the HELCOM BSAP (Baltic Sea Action Plan) and by 2020 in the EU Marine Strategy Framework Directive (MSFD) will be met. This chapter identifies key research topics, as well as presents analytical perspectives for analysing the gap between knowledge and action in Baltic Sea environmental governance. It does so by outlining important trends and key challenges associated with Baltic Sea environmental governance, as well as by summarising the scope and results of individual chapters of this interdisciplinary volume. The analysis reveals the development of increasingly complex governance arrangements and the ongoing implementation of the holistic Ecosystem Approach to Management, as two general trends that together contribute to three key challenges associated with (1) regional and cross - sectoral coordination and collaboration, (2) coping with complexity and uncertainty in science-policy interactions and (3) developing communication and knowledge sharing among stakeholder groups. Furthermore, to facilitate analysis of environmental governance opportunities and obstacles both within and across specific environmental issues, this chapter reviews the scientific literature to pinpoint key research issues and questions linked to the identified governance challenges.

This study investigates if and how present institutional structures and interactions between scientific assessment and environmental management are sufficient for implementing the ecosystem approach to management (EAM) in the case of Baltic Sea eutrophication. Concerning governance structures, a number of institutions and policies focus on issues relating to eutrophication. In many cases, the policies are mutually supportive rather than contradictory, as seen, for example, in the case of the mutually supportive BSAP and MSFD. The opposite is true, however, when it comes to the linkages with some other policy areas, in particular regarding agricultural policy, where the EU CAP subsidises intensive agriculture with at best minor consideration of environmental objectives, thereby undermining EAM. Enhanced policy coherence and stricter policies on concrete measures to combat eutrophication seem well needed in order to reach stated environmental objectives.  When it comes to assessment-management interactions, the science- policy interface has worked well in periods, but the more specific that policies have become, for example, in the BSAP case, the more question marks have been raised about science by affected stakeholders. At present, outright controversies exist, and EAM is far from realised in eutrophication policy in the Baltic Sea region. Besides coping with remaining uncertainties by improving the knowledge on problems and solutions– not least in terms of the socio-economic impacts of eutrophication – it may therefore be valuable to develop venues for improved stakeholder participation.

This study zooms in on public governance in the Baltic Sea region of three generations of notorious hazardous substances, namely, PCBs, PBDEs and PFOS/PFOA. Following regulation, PCB concentrations in the Baltic Sea have decreased substantially although they are still above pre-industrial levels. PBDE levels have also decreased in some places, but they too are well above targeted levels, whereas the situation for PFOS and in particular for PFOA has hardly improved at all. In the case of PCBs, while comprehensive measures took long to implement, initial preventive measures were taken early based on the precautionary principle. This contrasts with the cases of PBDEs, PFOS and PFOA, where the burden of proof on policy-makers has been high and hence caused severe delays in policymaking. There has, however, generally been a positive interplay in all three cases between the EU, which has legislated, and HELCOM, which has taken the role of concept and agenda setting. While environment-oriented policies, such as the Ecosystem Approach to Management under MSFD and BSAP, have grown in importance over time, polluter-oriented chemical legislation has been more important when it comes to final decision-making. Nevertheless, the general response has been reactive rather than proactive, and there is no indication that society responds faster today than in the past, at least not given the fact that awareness, experience and knowledge are greater today than a few decades back. Based on that insight, the article discusses various options for improving governance.

This chapter investigates and compares the interactions between science and policy (risk assessments and risk management) in five cases of environmental governance of the Baltic Sea: eutrophication, fisheries, invasive alien species, chemical pollution and oil discharges. An efficient interplay between science and policy is important for successful environmental governance, which applies particularly to the Baltic Sea where all five risks pose serious threats to environmental, social and economic aspects of sustainability. We use science-policy theory and an analytical framework based on a categorisation of relevant management responses linked to different states of incomplete knowledge (risk, uncertainty, ambiguity, ignorance) to investigate two main characteristics of science-policy interfaces: (1) organisational structures and (2) procedural aspects of managing scientific uncertainties and stakeholder disagreements. The analyses reveal differences and similarities in institutional and organisational designs of the respective assessment-management interactions, as well as in terms of how scientific uncertainties, stakeholder disagreements and socio-political ambiguities are addressed. All the five science-policy interfaces expose science-based management approaches that commonly are not able to cope sufficiently well with the complexities, uncertainties and ambiguities at hand. Based on our cross-case analyses, we conclude by recommending five key aspects that need to be addressed to improve science-policy interactions in Baltic Sea environmental governance: (1) more adaptive organisational structures in terms of time, context and place dependency, (2) increased knowledge integrations, (3) a more careful consideration of stakeholder participation and deliberation, (4) better management of uncertainty and disagreements and (5) increased transparency and reflection in the communication of science-policy processes.

Governing marine environments is a highly complex and challenging enterprise. This applies particularly to the heavily exploited Baltic Sea for which despite extensive governance arrangements and a substantial scientific knowledge base, it is unlikely that the policy objective of ‘good environmental status’ is reached. Based on a review of governance arrangements linked to five large-scale environmental issues (eutrophication, overfishing, invasive alien species, chemical pollution and oil spills from shipping), this chapter aims to identify pathways and concrete ideas for institutional reform that may improve goal fulfilment. The results show that governance challenges differ substantially between environmental issues, implying a need for case-specific management reforms. For example, coping with extreme uncertainty is a key challenge in the chemical pollution case, whereas it seems more pertinent in the eutrophication case to address the complexity of nutrient pollution sources by adapting objectives and measures amongst sectoral policies to be in line with environmental ones. Furthermore, cross-case comparisons reveal a set of common vital functions (i.e. coordination, integration, interdisciplinarity, precaution, deliberation, communication and adaptability) that are needed in order to facilitate effective and efficient environmental governance in the long term. To promote these functions in Baltic Sea environmental governance, the chapter suggests pathways and institutional reforms aimed at improving multilevel and multisectoral integration, science-policy interactions and stakeholder participation. To further develop these ideas, it is proposed amongst other things that priority is given to setting up an international ‘Baltic Sea Policy Review Mechanism’, formed by cross-body and cross-stakeholder participation.